Regulatory reporting is unforgiving: the pipeline has to be right, repeatable, and defensible under audit. We build reporting foundations that hold up to scrutiny and adapt as the requirements shift, so compliance stops being a fire drill.
Draft Illustrative capability set — being reviewed with our content lead before launch.
We build the integrated, curated data foundation that sits behind every regulatory report — so preparing a filing and responding to an audit request stops meaning weeks of manual gathering, and both come back timely, accurate, and traceable to source.
Surveillance that reads trading decisions against your internal risk policy and external rules, flagging the patterns that become regulatory exposure — collusion signals, cross-market benefit, limit breaches — before they surface in an examination, with a sense of the exposure attached.
Analytics embedded into internal-controls reporting that surface the breaks that matter: counterparty-setup missteps, trade-confirmation gaps, and mismatches between trades, books, strategy, traders, and limits — down to the transaction.
Automated reconciliation across financial, billing, and customer systems, with a defensible audit trail of every discrepancy and how it was remediated — so the numbers reconcile and you can show exactly how they got there.
Trading commodities across global markets meant living under many overlapping regulations. We built transaction surveillance that flags untypical trading activity for investigation before it becomes an enforcement problem.
Market risk, credit risk, and Dodd-Frank compliance lived in different places and rarely agreed. We led the design and delivery of a single risk data warehouse — one repository, one set of numbers the desk and the regulators both rely on.